Corporate Governance

Clarifications

The German Corporate Governance Code contains recommendations and suggestions for managing and supervising German listed companies in order to strengthen the trust of investors, clients, employees and the general public in the management and supervision of German listed companies. This Code is aligned to internationally and nationally acknowledged standards of good and responsible corporate governance. The German Corporate Governance Code has been in force since 2002. The latest version and more detailed information on the Code can be found here.

There is no legal obligation to adopt the recommendations or suggestions contained in the German Corporate Governance Code. Stock corporation law (Section 161 of the Stock Corporation Act (Aktiengesetz, AktG)) only stipulates that the Management and Supervisory Boards must issue an annual statement either confirming their past and ongoing compliance with the recommendations of the German Corporate Governance Code or indicating which of the recommendations were not or are not being adopted. These declarations must be made permanently available to shareholders. There is no need to disclose any deviations from the suggestions contained in the German Corporate Governance Code.

Hypoport AG welcomes the Corporate Governance rules and is committed to ensuring the transparent and responsible management and control of the company and to striving to increase the value of the same. The Management and Supervisory Boards of Hypoport AG have issue a statement of compliance pursuant to Section 161 AktG in January 2010.

Statements of compliance

Apart from the following exceptions, Hypoport AG has adopted the recommendations issued by the Government Commission of the German Corporate Governance Code in the version dated 18 June 2009:

The D&O insurance taken out by Hypoport AG does not include an excess for the Supervisory Board.
The Management Board of Hypoport AG has two spokesmen.
A retirement age for members of the Management Board of Hypoport AG has not been defined.
The Supervisory Board of Hypoport AG has not formed any committees.

Hypoport AG believes that the recommendations it has not adopted are either impractical or disadvantageous for the company.

Closing audit

The financial statements of Hypoport AG and the Hypoport Group are audited by BDO Deutsche Warentreuhand Aktiengesellschaft Wirtschaftsprüfungsgesellschaft, Ferdinandstraße 59, 20095 Hamburg.

Constitution

Here you can find the latest Constitution of Hypoport AG (German only).

Hypoport Group Code of Conduct

The Management Board of Hypoport AG is committed to maintaining high standards of lawful and ethical behaviour within the holding company and in all other Hypoport Group companies (collectively: ‘Hypoport’). This Code of Conduct (‘CoC’) sets out Hypoport’s expectations in this regard and is intended to inform the way we behave towards one another and towards our customers, business partners and other third parties.

The Code of Conduct brings together in one document the most important basic rules and principles that are binding upon us, both now and in the future. It provides guidance and applies equally to every single member of the Hypoport family – to Management Board members and directors, to senior managers and to every individual employee. It sets out the standards we expect from ourselves, and at the same time enshrines our promise to those outside the Company that we will act responsibly towards business partners and the general public, and also in our dealings with one another within the Company. We share responsibility for our Company’s reputation. The misconduct of any individual person can cause immense harm to all of us.

However, it is clear that it is not possible to regulate behaviour through guidelines alone. If you are uncertain in any given situation, think about what you are intending to do and ask yourself the following questions:

Legality test: Am I sure that I am acting within the law and in compliance with the Company’s rules?
Publicity test: Could I stand by my decision if it were to become public?
Reversibility test: Would I still think this was a good decision even if I were the one adversely affected by it?

You are acting in accordance with our rules and principles only if you can answer ‘yes’ to all these questions.

Compliance with the law
We regard compliance with the law as the most important basic principle for ethical behaviour in business. We expect every Hypoport employee – without exception – to obey the law. You are responsible for making sure you know what this entails. Infringements of legal provisions can cause severe reputational damage and may result in fines, compensation claims and/or prosecution for administrative or criminal offences, which in turn can cause serious harm to Hypoport or for you personally. We will not tolerate any violation of the law and will take action whenever this occurs. The following areas are particularly important, although the list is not exhaustive.

Data protection: The protection of personal data, particularly that of employees, customers and suppliers, is particularly important to Hypoport. We process personal data only where this is absolutely necessary to fulfil a particular task, or where we are required to do so by law. No personal data may be processed unless the data subject has given their consent or there is another legal basis for doing so. Every member of the Hypoport family shares responsibility for ensuring that our stringent data protection standards are respected – without exception. We have established a Privacy Policy and an IT User Policy and embedded them within the Company in order to ensure adherence to our standards.

Prevention of insider trading: Hypoport is a publicly listed company, and as such is subject to the rules of the capital markets. We provide ongoing information and training for all Hypoport employees who are involved in activities that may give them access to inside information. Essentially, if you are in possession of information that is not generally available and which would, if generally available, be likely to have a significant effect on the price of Hypoport shares, you are not allowed to trade in shares or other financial instruments of Hypoport AG. Nor are you allowed to pass on such inside information. Please see our Insider Compliance Policy for further details.

Prevention of money laundering and terrorist financing: Hypoport complies with its statutory obligations regarding the prevention of money laundering and terrorist financing and does not participate in such activities under any circumstances. If in doubt, every Hypoport employee is required to report unusual financial transactions that could give rise to a suspicion of money laundering or the financing of terrorism, particularly those involving cash, so that they can be investigated by the competent finance or legal team.

Our business relationships

Fair competition: We are committed to the principles of fair competition and the free market economy. We do business solely on the basis of merit and in accordance with the principle of free, unhindered competition. We only work with suppliers and service providers after carrying out thorough and fair performance assessments. Please see our Procurement Policy for further information.

Combating corruption: Hypoport does not tolerate any form of corruption or other criminal activity such as extortion, fraud or the giving or acceptance of bribes. We expect you to act in accordance with the law and our policies and guidelines to prevent even the appearance of corrupt behaviour. Please see our Benefits & Gifts Policy for further information.

Avoiding conflicts of interest: We expect every Hypoport employee to act in the best interests of Hypoport. Any personal conflicts of interest or conflicts of interest with other business activities or with other activities, including of family members or other related parties or organisations, must be completely avoided. If they nonetheless occur, they must be resolved in accordance with the law and the applicable Hypoport policies and guidelines. This requires you to be fully open about any potential conflict.

Behaviour towards colleagues

We have drawn up the Hypoport Principles, a comprehensive set of guidelines governing the way we work together at Hypoport. We also foster a culture of equal opportunity, reciprocal trust and mutual respect. We promote equal opportunities and do not tolerate discrimination in recruitment or when promoting employees or offering further professional training. We treat all employees equally, regardless of gender, age, skin colour, culture, ethnic origin, sexual identity, disability, religious affiliation, or world view.

Implementation of the compliance principles

Every individual member of the Hypoport family is responsible for ensuring compliance. If there is any breach of the law, of Hypoport policies and guidelines, or of this CoC we will take the organisational, disciplinary and legal measures necessary to prevent any future infringements, regardless of the hierarchical level or position of the person responsible. Our internal auditors carry out regular assessments and we have implemented a compliance management system to ensure that the law, Hypoport policies and guidelines and this CoC are properly adhered to.

Every individual Hypoport employee – and also every person outside the organisation – is urged to report any violation of a legal provision, a Hypoport policy or guideline, or this CoC. Violations can be reported anonymously by the following channels:

Telephone: +49 30 420 86 1920

In writing: Hypoport AG / Compliance / - Confidential - / Klosterstrasse 71 / 10179 Berlin / Germany

By email: compliance@hypoport.de (or at www.wegwerfemailadresse.com)

If you have any questions about compliance at Hypoport, you can email them to compliance@hypoport.de.

Non-financial Report

Directors‘ Dealings

Directors' Dealings

Persons discharging managerial responsibilities at a company that issues shares and persons closely associated with them must disclose managers’ transactions as defined by article 19 of the Market Abuse Regulation (MAR) in conjunction with section 26 (2) of the German Securities Trading Act (WpHG). This disclosure requirement applies to all transactions if their total sum exceeds €20,000 per calendar year. Information on transactions involving Hypoport AG that are subject to the disclosure requirement pursuant to article 19 MAR can be found here:


Date	Type	Organisation	Reason	Status	Place	Price	Quantity	Amount EUR
29.11.2018	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	outside a trading venue	160.00	20,000	3,200,000.00
16.11.2018	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	outside a trading venue	160.00	27,000	4,320,000.00
20.06.2018	purchase	Dieter Pfeiffenberger	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	163.85	467	76,517.95
19.06.2018	purchase	Dieter Pfeiffenberger	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	162.90	533	86,825.70
06.04.2018	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	141.80	500	70,900.00
07.08.2017	sales	Dr. Ottheinz Jung-Senssfelder	Person performing supervisory responsibilities	Member of Supervisory Board	Frankfurt, XFRA	121.00	1,000	121,000.00
15.05.2017	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	Stuttgart, STUB	106.00	910	96,460.00
08.05.2017	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	Stuttgart, STUB	102.75	700	71,925.00
03.08.2016	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	Outside a trading venue	88.82	10,000	888,200.00
03.08.2016	sales	Gawarecki GmbH	Legal person closely associated to a natural Person	Member of Management Board	Outside a trading venue	88.82	10,000	888,200.00
02.08.2016	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	Outside a trading venue	90.41	35,000	3,164,500.00
02.08.2016	sales	Gawarecki GmbH	Legal person closely associated to a natural Person	Member of Management Board	Outside a trading venue	90.41	35,000	3,164,500.00
24.05.2016	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	84.50	1,000	84,500.00
24.05.2016	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	84.50	1,000	84,500.00
02.05.2016	sales	Dr. Ottheinz Jung-Senssfelder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	70.80	1,000	70,800.00
03.11.2015	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	56.00	1,000	56,000.00
23.09.2015	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	39.715	1,500	59,572.50
12.05.2015	purchase	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	off-market	10.00	10,000	100,000.00
12.05.2015	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	21.90	1,000	21,900.00
08.05.2015	sales	Inge Trampe	Natural person closely associated	Member of Management Board	XETRA	21.50	2,800	60,200.00
09.04.2015	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	21.65	1,000	21,650.00
31.03.2015	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA, Frankfurt	19.40	1,500	29,100.00
18.08.2014	sales	Kretschmar Research GmbH	Legal person closely associated to a natural person	Member of Supervisory Board	Frankfurt	11.5000	2,986	34,339.00
06.08.2014	sales	Kretschmar Research GmbH	Legal person closely associated to a natural person	Member of Supervisory Board	Frankfurt	11.0643	11,300	125,026.59
11.06.2014	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	12.70	300	3,810.00
09.12.2013	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	off-market	9.00	30,300	272,700.00
09.12.2013	sales	Daniela Trampe	Natural person closely associated	Member of Management Board	off-market	9.00	39,700	357,300.00
20.11.2013	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	10.15	1,000	10,150.00
08.11.2013	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	Frankfurt	9.69	1,000	9,690.00
08.11.2013	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	9.72	1,000	9,720.00
04.11.2013	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	9.7333	1,500	14,600.00
11.06.2013	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	7.463	2,000	14,926
15.06.2012	sales	Christian Schröder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	10.60	500	5,300.00
17.05.2012	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	10.00	1,000	10,000.00
17.04.2012	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	9.30	890	8,277.00
16.04.2012	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	9.30	110	1,023.00
02.04.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.253	333	2,748.28
02.04.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.292	400	3,316.89
30.03.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.241	267	2,200.38
30.03.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.267	60	496.03
30.03.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.254	470	3,879.47
30.03.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.201	2,000	16,402.45
30.03.2012	purchase	Thilo Wiegand	Person performing managerial responsibilities	Member of Management Board	XETRA	8.284	470	3,893.48
28.03.2012	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	8.25	500	4,125.00
23.03.2012	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	8.20	480	3,936.00
22.03.2012	purchase	Inge Trampe	Natural person closely associated	Member of Management Board	XETRA	8.25	5,290	43,642.50
22.03.2012	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	8.25	2,600	21,450.00
22.03.2012	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	8.20	410	3,362.00
21.03.2012	purchase	Inge Trampe	Natural person closely associated	Member of Management Board	XETRA	8.15	710	5,786.50
17.06.11	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	XETRA	9.0432	10,000	90,432.00
16.06.11	sales	Kretschmar Familienstiftung	Legal person closely associated	Member of Supervisory Board	XETRA	9.0796	257,211	2,335,373.00
17.05.11	sales	Kretschmar Familienstiftung	Legal person closely associated	Member of Supervisory Board	XETRA	11.48	35,000	401,800.00
11.05.11	sales	Kretschmar Familienstiftung	Legal person closely associated	Member of Supervisory Board	XETRA	11.50	64,142	737,633.00
11.05.11	sales	Beate Hübner	Natural person closely associated	Member of Supervisory Board	XETRA	11.50	2.500	28,750.00
11.05.11	sales	Dr. Ottheinz Jung-Senssfelder	Person performing supervisory responsibilities	Member of Supervisory Board	XETRA	11.50	7.500	86,250.00
07.04.11	sales	Monika Schröder	Natural person closely associated	Member of Supervisory Board	Stuttgart	10.25	1,000	10,250.00
30.03.11	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	10.00	3,500	35,000.00
29.03.11	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.9758	10,000	99,758.00
13.01.11	sales	Kretschmar Research GmbH	Legal person closely associated to a natural person	Member of supervisory Board	off-market	10.00	201,335	2,013,350.00
10.11.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.6691	2,800	27,073.48
10.11.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	Frankfurt, off-market	9.6691	2,800	27,073.48
09.11.10	sales	Monika Schröder	Natural person closely associated	Member of supervisory Board	XETRA	9.72	900	8,745.30
14.10.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.44	1,700	16,055.00
08.10.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.50	200	1,900.00
07.10.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.43	1,000	9,430.00
06.10.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.35	300	2,805.00
01.10.10	sales	Hans Peter Trampe	Person performing managerial responsibilities	Member of Management Board	XETRA	9.50	500	4,750.00
28.09.10	sales	Monika Schröder	Natural person closely associated	Member of supervisory board	XETRA	9.65	300	2,895.00
24.09.10	sales	Monika Schröder	Natural person closely associated	Member of supervisory board	Frankfurt	9.87	1,000	9,870.00
24.09.10	sales	Kretschmar Research GmbH	Legal person closely associated to a natural person	Member of supervisory board	off-market	8.00	50,000	400,000.00
16.09.10	sales	Monika Schröder	Natural person closely associated	Member of supervisoriy board	XETRA	7.30	1,600	11,680.00
09.11.09	purchase	Kretschmar Familienstiftung	Legal person closely associated to a natural person	Member of management board	XETRA	10.48	5,000	52,415.80
19.08.09	sales	Monika Schröder	Natural person closely associated	Member of supervisory board	XETRA	11.15	200	2,230
17.08.09	sales	Monika Schröder	Natural person closely associated	Member of supervisory board	XETRA	11.60	600	6,960
16.06.09	sales	Monika Schröder	Natural person closely associated	Member of supervisory board	XETRA	9.70	500	5,850
06.04.09	purchase	Revenia GmbH	Legal person closely associated to a natural person	Member of Management Board	off-market	16.16902	27,831	450,000
05.01.09	purchase	Kretschmar Familienstiftung	Legal person closely associated to a natural person	Member of Management Board	off-market	4.40	200,000	880,000
05.01.2009	sales	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	4.40	200,000	880,000
29.12.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	10.00	200,000	2,000,000
29.12.2008	sales	Kretschmar Familienstiftung	Legal person closely associated to a natural person	Member of Management Board	off-market	10.00	200,000	2,000,000
13.11.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	5.65	27,831	157,245
12.11.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	5.80	300	1,740
12.11.2008	sales	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	5.53	3,000	16,600
11.11.2008	sales	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	5.45	4,050	22,060
11.11.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	5.60	100	560
10.11.2008	sales	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	XETRA	6.00	200	1,200
26.05.2008	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	11.27	1,500	16,899
23.05.2008	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	11.29	1,500	16,935
20.05.2008	purchase	Ronald Slabke	Person performing managerial responsibilities	Member of Management Board	XETRA	11.37	1,392	15,827
04.04.2008	sales	Kretschmar Famlienstiftung	Legal person closely associated to a natural person	Member of Management Board	off-market	14.40	100,000	1,440,000
04.04.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	14.40	100,000	1,440,000
04.04.2008	sales with buyback option	Marco Kisperth	Person performing managerial responsibilities	Member of Management Board	off-market	14.00	14,286	200,000
04.04.2008	purchase with buyback option	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	14.00	14,286	200,000
01.04.2008	Verkaufsoption	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	14.00	14,286	0
01.04.2008	Kaufoption	Marco Kisperth	Person performing managerial responsibilities	Member of Management Board	off-market	14.00	14,286	0
14.03.2008	purchase	r4i GmbH*	Legal person closely associated to a natural person	Member of Management Board	off-market	14.40	100,000	1,440,000
14.03.2008	sales	Kretschmar Familienstiftung	Legal person closely associated to a natural person	Member of Management Board	off-market	14.40	100,000	1,440,000
04.01.2008	sales	Monika Schröder	natural person closely associated	Member of supervisory board	XETRA	14.60	390	5,694

Voting Rights Announcement

Pursuant to section 33 (1) of the German Securities Trading Act (WpHG), anyone who, due to a purchase or disposal or for another reason, reaches, exceeds or falls below 3 per cent, 5 per cent, 10 per cent, 15 per cent, 20 per cent, 25 per cent, 30 per cent, 50 per cent or 75 per cent of the voting rights of an issuer in Germany must notify the issuer and, at the same time, the German Federal Financial Supervisory Authority (BaFin) of this fact within no more than four trading days. According to section 40 WpHG, Hypoport AG must publish these notifications without undue delay, but within no later than three trading days of receipt of the notification. To submit your voting right notification pursuant to section 40 WpHG, please use the following fax number: +49 (0)30 42086 1009.

Date	Positions	Details of person subject to the notification obligation	Notification
22.05.2018	4.595%	Nicolas Schulmann	Voting Rights Announcement (§§ 33, 34 WpHG)
20.04.2018	2.98%	KBC Asset Management NV	Voting Rights Announcement (§§ 33, 34 WpHG)
15.03.2018	5.003%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 33, 34 WpHG)
30.01.2018	4.86%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 33, 34 WpHG)
25.01.2018	5.19%	Union Investment Privatfonds GmbH	VVoting Rights Announcement (§§ 33, 34 WpHG)
22.12.2017	4.96%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
20.10.2017	5.25%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
07.08.2017	3.20%	WA Holdings, Inc.; Wasatch Advisors, Inc.	Voting Rights Announcement (§§ 21, 22 WpHG)
07.08.2017	4.93%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
31.05.2017	3.06%	KBC Asset Management NV	Voting Rights Announcement (§§ 21, 22 WpHG)
06.04.2017	2.93%	Deutsche Postbank AG	Voting Rights Announcement (§§ 21, 22 WpHG)
16.11.2016	3.01%	Hypoport AG	Correction to the notification from 11.11.2016 Voting Rights Announcement on the acquisition of treasury shares (§ 26 Abs. 1 Satz 2 WpHG)
22.09.2016	5.09%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
04.08.2016	2.31%	Stephan Gawarecki	Correction to the notification from 03.08.2016 Voting Rights Announcement (§§ 21, 22 WpHG)
02.08.2016	2.31%	Gawarecki GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
08.04.2016	3.034%	Deutsche Bank Aktiengesellschaft	Correction to the notification from 07.04.2016 Voting Rights Announcement (§§ 21, 22 WpHG)
07.04.2016	3.034%	Deutsche Bank Aktiengesellschaft	Voting Rights Announcement (§§ 21, 22 WpHG)
17.03.2016	3.727%	Union Investment Privatfonds GmbH	Voting Rights Announcement (§§ 21, 22 WpHG)
17.03.2016	4.99%	Deutsche Postbank AG	Voting Rights Announcement (§§ 21, 22 WpHG)
09.12.2015	2.8631%	Kretschmar Familienstifung, Berlin, Germany	Voting Rights Announcement (§§ 21, 22 WpHG)
30.09.2015	2.47%	FAS S.A., Luxemburg, Luxemburg; Marcel Ernzer, Luxemburg	Voting Rights Announcement according to § 21 Abs. 1 WpHG
30.09.2015	2,47%	Wallberg Invest S.A., Luxemburg, Luxemburg	Voting Rights Announcement according to § 21 Abs. 1 WpHG
09.09.2015	4.84264%	Kretschmar Familienstifung, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
25.08.2015	3.01%	Wallberg Invest S.A., Luxemburg, Luxemburg; FAS S.A., Luxemburg, Luxemburg; Marcel Ernzer, Luxemburg	Voting Rights Announcement according to § 21 Abs. 1 WpHG
15.06.2015	9.20103%	Kretschmar Familienstifung, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
10.06.2015	2.98%	Deutsche Balaton Aktiengesellschaft, Heidelberg, Deutschland; VV Beteiligungen Aktiengesellschaft, Heidelberg, Deutschland; Delphi Unternehmensberatung Aktiengesellschaft, Heidelberg, Deutschland; Wilhelm Konrad Thomas Zours, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
22.04.2015	2,99%	SPARTA AG, Hamburg, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
03.03.2015	4.48%	SPARTA AG, Hamburg, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
09.12.2013	3.71%	Deutsche Balaton Aktiengesellschaft, Heidelberg, Deutschland; VV Beteiligungen Aktiengesellschaft, Heidelberg, Deutschland; Delphi Unternehmensberatung Aktiengesellschaft, Heidelberg, Deutschland; Wilhelm Konrad Thomas Zours, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
02.04.2012	5.54%	Sparta AG, Hamburg, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
22.06.2011	3.73%	Sparta AG, Hamburg, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
21.06.2011	12.91%	Kretschmar Familienstiftung, Potsdam, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
01.04.2011	2.88%	Hans Peter Trampe, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
31.01.2011	3.15%	Hans Peter Trampe, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
20.01.2011	0.23%	Thomas Kretschmar, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
20.01.2011	0.23%	Kretschmar Research GmbH, Potsdam, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
05.01.2011	9.685%	Deutsche Bank AG, Frankfurt, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
09.12.2010	9.685%	Deutsche Bank AG, Frankfurt, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
11.10.2010	0%	Deutsche Post AG, Bonn, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
08.01.2009	4.37%	Thomas Kretschmar, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
08.01.2009	4.37%	r4i GmbH, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
08.01.2009	7.64%	Thomas Kretschmar, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
08.01.2009	7.64%	r4i GbmH, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
11.04.2008	18.89%	Kretschmar Familienstiftung, Berlin, Germany	Correction Voting Rights Announcement according to § 21 Abs. 1 WpHG
11.04.2008	4.04%	Thomas Kretschmar, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
11.04.2008	4.04%	r4i GmbH, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
14.01.2008	3.08%	Stephan Gawarecki, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
08.01.2008	3.08%	Gawarecki GmbH, Preetz, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
27.12.2007	3.08%	Gawarecki GmbH, Preetz, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
01.11.2007	9.93%	Deutsche Post AG, Bonn, Germany	Voting Rights Announcement according to § 21 Abs. 1 WpHG
01.11.2007	9.93%	Deutsche Postbank AG, Bonn, Germany	Voting Rights Announcement according to § 21 Abs. 1a WpHG
01.11.2007	22.36%	Kretschmar Familienstiftung, Berlin, Germany	Voting Rights Announcement according to § 21 Abs. 1a WpHG
01.11.2007	36.03%	Ronald Slabke, Germany	Voting Rights Announcement according to § 21 Abs. 1a WpHG
01.11.2007	35.17%	Revenia GmbH, Lübeck, Germany	Voting Rights Announcement according to § 21 Abs. 1a WpHG